Organizational Models

For fifteen years, Polidori Consulting has served as consultant to intermediaries operating on securities markets, creating internal procedures of risk management and control for a large number of banks, brokerage houses and savings management firms, with the result that, over time, it has developed a consolidated methodology for ensuring that internal auditing systems are properly designed and that the rules and regulations pertinent to the sector are met. Our work involves the careful preparation and integration of the following elements:

• a manual of internal procedures;
• charts for the organisational structure and tasks;
• a code of self-discipline;
• operating flows;
• mapping of risks;
• timeline for fulfilment of obligatory procedures;
• control procedures;
• analysis of the internal auditing system;
• model 231.

The coherence of these elements, and the fact that they correspond to the contents of the company’s reality, guarantee the effectiveness and the efficiency of the intermediary’s internal auditing system.

Polidori Consulting Srl Viale Angelico,90 00195 Roma 04322201007 RM-757923 C.S.10.400 I.V. Tel. 063700256