Applications to authorities

Over time, Polidori Consulting has provided intermediaries with consulting regarding dealing with regulatory authorities, drawing up authorisation applications for numerous banks, brokerage houses and savings management firms; specific applications regard:

• the acquisition of holdings;
• transformations and mergers;
• authorisations for the exercise of activities;
• offerings in Italy of foreign funds and Sicavs;
• regulations governing mutual funds;
• prospectuses.

The founding of banks – brokerage houses – savings management firms and financial enterprises, as per arts. 106 and 107 of the Consolidated Banking Act.

Polidori Consulting plays an active role in the founding of intermediaries, handling:

• the drafting of the articles of incorporation e association;
• the formulation of the initial program of activities and the study of the organisational structure, in accordance with the rules and regulations currently in force;
• controls to ensure that company executives and shareholders satisfy regulatory requirements;
• the preparation of the application and supervision of ongoing relations with institutional bodies.

Authorisations for Mutual Investment Funds and SICAVs

Polidori Consulting provides intermediaries with support in:

• drawing up regulations for funds and families of funds, as well as speculative funds, closed funds and real-estate funds, including those reserved for institutional investors;
• preparing prospectuses for public offerings;
• presenting applications and handling ongoing relations with regulatory authorities, managing requests for clarification.

Polidori Consulting Srl Viale Angelico,90 00195 Roma 04322201007 RM-757923 C.S.10.400 I.V. Tel. 063700256